Stuart Ng
Stuart Ng is a CFP-designated registered investment advisor at D.A. Davidson & CO., based in Pasadena, CA, with 31 years of industry experience. Stuart operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
301 North Lake, Suite 800, Pasadena, CA, 91101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stuart acts in a fiduciary capacity for the May Kido Trust and May Kido Decedent, spending minimal time on this. Stuart is also licensed to sell life, health, disability, LTC, and fixed annuity products under Partners Retirement and Wealth Management, dedicating about 10-20% of his time to this activity, and operates Partners Retirement and Wealth Management as a DBA for his LPL business, spending full-time hours on it.
Employment History
Current Registrations
D.A. Davidson & CO.
D.A. Davidson & CO.Broker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Sunamerica Securities, INC.Broker
Hornor, Townsend & Kent, INC.Broker
Nylife Securities INC.Broker
Emmett a Larkin Company, INC.Broker
State Registrations30 states
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