JG
JG

Joche Gauley

27 Years of Experience
Davenport, IA
Broker

Joche Gauley is a registered investment advisor at Morgan Stanley, based in Davenport, IA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

4300 East 53rd Street, Suite 300, Davenport, IA, 52807

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Joche is involved in direct sales of fashion jewelry through Act II Jewelry LLC (DBA Lia Sophia), dedicating about 10-12 hours per month. Additionally, Joche spends minimal time assisting her husband with administrative tasks for Gauley Excavating.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
June 2007 - June 2009 · 2 yrs
Citigroup Global Markets INC.Broker
December 1998 - June 2009 · 10 yrs 6 mos
State Registrations33 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Joche Gauley - Financial Advisor | TrueAdvisor