Troy Dawson
Troy Dawson is a registered investment advisor at Capital Analysts, based in Des Moines, WA, with 31 years of industry experience. Troy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 17,698 clients with $8.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Capital Analysts offers investment management through various programs. The fees you pay will depend on the specific program you choose, the custodian holding your assets, your advisor's fee, and whether you select a wrap fee or non-wrap fee program.
Your advisor's fee is negotiable, up to a maximum of 1.25% of the assets they manage or advise. The specific fee and billing details will be outlined in your investment advisory agreement.
Location
21804 Marine View Drive S, Suite C, Des Moines, WA, 98198
Get directionsHistory
Regulatory History (1)
Judgment / Lien
November 2012Other Business ActivitiesSells Insurance
Troy serves on the board of directors for Abiding Word Church Pacific Northwest and is an insurance agent with Reliant Financial Group, offering life, disability, and long-term care insurance. Additionally, Troy is the Founder and President of Genesis NTB, LLC, which manufactures and distributes a non-financial retail product, taking about 10-20% of his time.
Employment History
Current Registrations
Capital Analysts
Lincoln Investment
Lincoln InvestmentBroker
Previous Registrations
Pacific West Securities, INC.Broker
AXA Advisors, LLCBroker
Great American Advisors, INC.Broker
Pmg Securities CorporationBroker
Investors Brokerage Services, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.