Charles Daniels is a registered investment advisor, based in Napa, CA, with 31 years of industry experience.
Location
1728 Jefferson Street, Napa, CA, 94559
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles is an insurance agent since 2000. He is also associated with Harvest Financial, LLC as a registered investment advisor since 2005.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.
April 2011 - July 2012 · 1 yr 3 mos
First Allied Securities, INC.Broker
June 2005 - September 2022 · 17 yrs 3 mos
Harvest Financial, LLC
April 2000 - December 2025 · 25 yrs 8 mos
Round Hill Securities, INC.Broker
October 1998 - June 2005 · 6 yrs 8 mos
Sunamerica Securities, INC.Broker
May 1995 - October 1998 · 3 yrs 5 mos
American Express Financial Advisors INC.Broker
May 1994 - May 1995 · 1 yr
Ids Life Insurance CompanyBroker
May 1994 - May 1995 · 1 yr
State Registrations19 states
AZCACTFLGAIAIDMDMIMNNVOHORTNTXUTVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.