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Amerigo Romano

31 Years of Experience
Geneva, IL
1 DisclosureBroker

Amerigo Romano is a registered investment advisor at Morgan Stanley, based in Geneva, IL, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

One River Centre, 10 West. State Street Suite 204, Geneva, IL, 60134

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2014
Settled
Other Business Activities

Amerigo is involved in various real estate and business ventures, including rental properties, construction/engineering, and a restaurant/bar. He also serves as an agent/personal representative under power of attorney and is an officer for an automotive/transportation company.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
August 2003 - April 2007 · 3 yrs 8 mos
Morgan Stanley Dw INC.Broker
August 2003 - April 2007 · 3 yrs 8 mos
Wachovia Securities, LLC
July 1998 - August 2003 · 5 yrs 1 mo
Wachovia Securities, LLCBroker
May 1998 - August 2003 · 5 yrs 3 mos
Principal Financial Securities,inc.Broker
September 1994 - May 1998 · 3 yrs 8 mos
Hamilton Investments, INC.Broker
July 1994 - September 1994 · 2 mos
State Registrations37 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Amerigo Romano - Financial Advisor | TrueAdvisor