JG
JG
Jerald Gunn
32 Years of Experience
Green Valley, AZ
1 DisclosureBroker
Jerald Gunn is a registered investment advisor at Cetera Investment Advisers LLC, based in Green Valley, AZ, with 32 years of industry experience. Jerald is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
Green Valley, AZ
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2016Settled
Other Business Activities
Jerald owns rental property through Gunn Realty, dedicating a few hours per week. He also operates Gunn Financial as a DBA for financial services, spending about a quarter of his time on this activity, with most of those hours during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 7 mos
Cetera Advisors LLCBroker
February 2012 - Present · 14 yrs 8 mos
Previous Registrations
Cetera Advisors LLC
February 2012 - March 2024 · 12 yrs 1 mo
Pacific West Financial Consultants INC
November 2006 - February 2012 · 5 yrs 3 mos
Pacific West Securities, INC.Broker
November 2000 - February 2012 · 11 yrs 3 mos
First Securities USA, INC.Broker
November 1999 - November 2000 · 1 yr
First Associated Securities Group, INC.Broker
June 1998 - November 1999 · 1 yr 5 mos
Corporate Securities Group, INC.Broker
March 1998 - June 1998 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1997 - January 1998 · 8 mos
Olde Discount CorporationBroker
June 1994 - April 1997 · 2 yrs 10 mos
State Registrations3 states
AZCAFL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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