Daryl Regenauer is a registered investment advisor, based in Louisville, KY, with 30 years of industry experience.
Location
9900 Corporate Campus Drive, Suite 3000, Louisville, KY, 40223
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Daryl is an independent insurance agent since 1992 and an agent for insurance since 2020. He is also an advisory representative of a registered investment advisor, spends a few hours per week as a DBA name for marketing, and spends a few hours per week as an instructor at the Commonwealth School of Insurance.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Fsc Securities CorporationBroker
Fsc Securities Corporation
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Hatteras CapitalBroker
Hatteras Investment Partners LLC
Global Wealth Advantage, LLC
Loring Ward Securities INC.Broker
Ing Funds Distributor, LLCBroker
Ing Funds Distributor, INC.Broker
Raymond James Financial Services, INC.Broker
Wheat, First Securities, INC.Broker
J.C. Bradford & CO.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.