Tammie Farrell
Tammie Farrell is a registered investment advisor at Capital Investment Advisory Services, LLC, based in Raleigh, NC, with 31 years of industry experience. Tammie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 5,673 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The standard fee is 2% annually, but it may be negotiable. CIAS may also recommend third-party managed accounts, where fees are determined by the third-party provider, but the total combined advisory fee should not exceed 2%.
Fee Estimator
Location
100 E. Six Forks Road, Suite 200, Raleigh, NC, 27609
Get directionsHistory
Regulatory History (8)
Customer Dispute
June 2025Customer Dispute
December 2024Customer Dispute
September 2024Customer Dispute
March 2024Customer Dispute
October 2023Customer Dispute
February 2023Customer Dispute
November 2022Customer Dispute
October 2022Other Business ActivitiesSells Insurance
Tammie is the owner and a financial consultant at Farrell Wealth & Associates, LLC since 2019, where she works as a financial advisor for securities and insurance business. This is a full-time commitment for Tammie.
Employment History
Current Registrations
Capital Investment Advisory Services, LLC
Capital Investment Group, INC.Broker
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
First Union Brokerage Services, INC.Broker
Bisys Brokerage Services, INC.Broker
Linsco/private Ledger CORP.Broker
Suntrust Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.