Rosa Shala
Rosa Shala is a CFP-designated registered investment advisor at Tucker Asset Management LLC, based in St. Augustine Beach, FL, with 8 years of industry experience. Rosa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 2,960 clients with $600M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TAM charges a percentage of your portfolio each year, not to exceed 2.00%. The specific rate is determined on a client-by-client basis, considering factors like complexity and assets under management. For accounts over $10,000, TAM also charges an administrative and technology fee of up to $100 per account annually, billed monthly. Fees are billed monthly in arrears based on the average daily balance. TAM may aggregate asset amounts in accounts from your same household together to determine the advisory fee for all your accounts.
Location
320 High Tide Dr, St. Augustine Beach, FL, 32080
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Rosa is the owner and an independent insurance agent at Shala Financial, selling and servicing fixed and indexed annuities and fixed insurance products. This investment-related activity takes about half of Rosa's time.
Employment History
Current Registrations
Tucker Asset Management LLC
Previous Registrations
Wealth Watch Advisors, LLC
Sound Income Strategies, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.