Jeffrey Friedstein
Jeffrey Friedstein is a registered investment advisor at The Caprock Group, LLC, based in Chicago, IL, with 31 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 4 more. Their firm serves 436 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Annual fee is generally no greater than 1% of assets under management. Fees are negotiable based on client requirements and complexity. Fixed retainer fees may be charged in special arrangements.
Fee Estimator
Location
150 N Riverside Plaza, Suite 1930, Chicago, IL, 60606
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2010Employment History
Current Registrations
The Caprock Group, LLC
Previous Registrations
Grey Street Capital, LLC
Goldman Sachs & CO. LLCBroker
Morgan Stanley & CO., IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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