DB
DB

David Briest

25 Years of Experience
St. Louis, MO
Broker

David Briest is a registered investment advisor at Wells Fargo Advisors, based in St. Louis, MO, with 25 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

One N Jefferson Ave, St. Louis, MO, 63103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLC
September 2024 - Present · 1 yr 8 mos
Wells Fargo Advisors
September 2024 - Present · 1 yr 8 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2024 - Present · 1 yr 8 mos
Wells Fargo Advisors
August 2017 - Present · 8 yrs 9 mos
Wells Fargo Clearing Services, LLC
August 2017 - Present · 8 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2015 - July 2017 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2015 - July 2017 · 2 yrs 2 mos
Suntrust Investment Services, INC.
May 2012 - May 2015 · 3 yrs
Suntrust Investment Services, INC.Broker
May 2012 - May 2015 · 3 yrs
Wells Fargo Advisors, LLC
November 2010 - May 2012 · 1 yr 6 mos
Wells Fargo Advisors, LLCBroker
November 2010 - May 2012 · 1 yr 6 mos
Wells Fargo Advisors Financial Network, LLC
January 2005 - November 2010 · 5 yrs 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
January 2005 - November 2010 · 5 yrs 10 mos
Wachovia Securities, LLC
February 2004 - January 2005 · 11 mos
Wachovia Securities, LLCBroker
April 2003 - January 2005 · 1 yr 9 mos
Investment Centers of America, INC.Broker
September 1998 - September 2000 · 2 yrs
Invest Financial CorporationBroker
March 1998 - September 2000 · 2 yrs 6 mos
Raymond James & Associates, INC.Broker
September 1997 - March 1998 · 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.