Fabiola Hooker is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in 33432, FL, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2024 - Present · 1 yr 11 mos
Previous Registrations
Charles Schwab & CO., INC.
March 2022 - January 2024 · 1 yr 10 mos
Charles Schwab & CO., INC.Broker
January 2022 - January 2024 · 2 yrs
TD Ameritrade Investment Management, LLC
May 2007 - September 2023 · 16 yrs 4 mos
TD Ameritrade, INC.
May 2007 - October 2022 · 15 yrs 5 mos
TD Ameritrade, INC.Broker
February 2007 - December 2023 · 16 yrs 10 mos
Citicorp Investment ServicesBroker
June 2006 - July 2006 · 1 mo
Charles Schwab & CO., INC.
June 1994 - January 2006 · 11 yrs 7 mos
Charles Schwab & CO., INC.Broker
June 1994 - January 2006 · 11 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Fabiola Hooker - Financial Advisor | TrueAdvisor