Christopher Dewlen is a registered investment advisor, based in San Antonio, TX, with 30 years of industry experience.
Location
9311 San Pedro Avenue, Suite 600, San Antonio, TX, 78216-4459
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Swbc Investment Company
September 2025 - Present · 7 mos
Swbc Investment Services, LLCBroker
September 2025 - Present · 7 mos
Previous Registrations
Cincap Investment Group, LLCBroker
June 2025 - September 2025 · 3 mos
Advisors Asset Management, INC.
October 2004 - April 2025 · 20 yrs 6 mos
Advisors Asset Management, INC.Broker
November 2003 - April 2025 · 21 yrs 5 mos
Pan-American Financial AdvisersBroker
October 2000 - September 2003 · 2 yrs 11 mos
Raymond James Financial Services, INC.Broker
October 1998 - October 2000 · 2 yrs
Legg Mason Wood Walker, IncorporatedBroker
August 1997 - July 1998 · 11 mos
Prudential Securities IncorporatedBroker
May 1995 - July 1997 · 2 yrs 2 mos
Dickinson & CO.Broker
April 1994 - June 1994 · 2 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.