JD
JD

John Dufek

31 Years of Experience
Omaha, NE
Broker

John Dufek is a registered investment advisor at Raymond James & Associates, INC., based in Omaha, NE, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

13120 Pierce Street, Suite 200, Omaha, NE, 68144

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
May 2016 - Present · 10 yrs
Raymond James & Associates, INC.Broker
May 2016 - Present · 10 yrs
Previous Registrations
Edward Jones
January 2007 - May 2016 · 9 yrs 4 mos
Edward JonesBroker
May 1994 - May 2016 · 22 yrs
State Registrations15 states
AKALARCACOFLIAINKSMNMONESDTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Dufek - Financial Advisor | TrueAdvisor