MF
MF
Michael Fredi
31 Years of Experience
Southaven, MS
1 DisclosureBroker
Michael Fredi is a registered investment advisor at Cetera Investment Advisers LLC, based in Southaven, MS, with 31 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
8819 Northwest Drive, Southaven, MS, 38671
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Regulatory History (1)
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Customer Dispute
March 2011Denied
Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2025 - Present · 11 mos
Cetera Investment Services LLCBroker
June 2015 - Present · 11 yrs 4 mos
Previous Registrations
Cetera Investment Advisers LLC
June 2015 - March 2024 · 8 yrs 9 mos
Ftb Advisors, INC.
October 2013 - September 2014 · 11 mos
Ftb Advisors, INC.Broker
October 2012 - September 2014 · 1 yr 11 mos
Ftb Advisors, INC.
October 2012 - October 2013 · 1 yr
Investment Professionals, INC.
November 2008 - November 2012 · 4 yrs
Investment Professionals, INC.Broker
November 2008 - November 2012 · 4 yrs
Ftb Advisors, INC.
August 2005 - November 2008 · 3 yrs 3 mos
First Tennessee Brokerage, INC.Broker
August 2005 - November 2008 · 3 yrs 3 mos
Wunderlich Securities, INC.
March 2004 - August 2005 · 1 yr 5 mos
Wunderlich Securities, INC.Broker
January 2004 - August 2005 · 1 yr 7 mos
Morgan Stanley
January 2004 - January 2004 · 0 mos
Morgan Stanley Dw INC.Broker
July 1998 - January 2004 · 5 yrs 6 mos
Allmerica Investments, INC.Broker
April 1994 - July 1998 · 4 yrs 3 mos
State Registrations13 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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