Ray Spano
Ray Spano is a CFP-designated registered investment advisor at Spano Advisory Services INC., based in Mahopac, NY, with 13 years of industry experience. Ray operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 38 clients with $41M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.25% |
| $100K - $250K | 1.00% |
| $250K - $500K | 0.85% |
| $500K - $1.0M | 0.75% |
| $1M+ | 0.65% |
Fees can be negotiated.
Fee Estimator
Location
960 Route 6, Mahopac, NY, 10541
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ray is a partner at Spano & Treglia LLP, an accounting firm, dedicating a majority of his time to this role. He also works as an independent insurance agent, spending minimal time on this activity.
Employment History
Current Registrations
Spano Advisory Services INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.