Oliver Kim
Oliver Kim is a registered investment advisor at Osaic Wealth, INC., based in Mineola, NY, with 31 years of industry experience. Oliver operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
410 E. Jericho Turnpike, Mineola, NY, 11501
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Regulatory History (2)
Customer Dispute
July 2015Customer Dispute
January 2013Other Business ActivitiesSells Insurance
Oliver is a partner in Shelter Rock Financial Group, through which he provides investment services and sells life and fixed annuity insurance, dedicating full-time hours to this. He also serves as a statutory agent and sells life insurance, spending a few hours per week on this activity.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
National Securities CorporationBroker
First Montauk Securities CORP.Broker
The Concord Equity Group, LLCBroker
Fahnestock & CO. INC.Broker
Josephthal & CO., INC.Broker
Harrison Securities, INC.Broker
Morgan, Taylor & Associates, INC.Broker
National Securities CorporationBroker
Timecapital Securities CorporationBroker
Kensington Wells IncorporatedBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.