Francis Magno is a registered investment advisor, based in New Castle, PA, with 30 years of industry experience.
Location
2353 Harlansburg Road, New Castle, PA, 16101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Francis is a board member of Enon Valley Rod and Gun Club, a non-profit sportsman club, spending minimal time. He also has power of attorney for his mother and sells fixed life insurance outside of Cetera.
Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2014 - Present · 12 yrs 3 mos
Cetera Investment Services LLCBroker
February 2014 - Present · 12 yrs 3 mos
Cetera Investment Services LLC
February 2014 - Present · 12 yrs 3 mos
Previous Registrations
LPL Financial LLCBroker
March 2009 - February 2014 · 4 yrs 11 mos
LPL Financial LLC
March 2009 - February 2014 · 4 yrs 11 mos
Invest Financial Corporation
October 2004 - March 2009 · 4 yrs 5 mos
Invest Financial CorporationBroker
October 2004 - March 2009 · 4 yrs 5 mos
Financial Network Investment Corporation
October 2003 - October 2004 · 1 yr
Financial Network Investment CorporationBroker
May 2003 - October 2004 · 1 yr 5 mos
T.H.E. Financial Group, LTDBroker
March 2002 - May 2003 · 1 yr 2 mos
H&r Block Financial Advisors, INC.Broker
February 1999 - January 2002 · 2 yrs 11 mos
Fsc Securities CorporationBroker
October 1997 - November 1998 · 1 yr 1 mo
American Express Financial Advisors INC.Broker
September 1995 - July 1997 · 1 yr 10 mos
Ids Life Insurance CompanyBroker
September 1995 - July 1997 · 1 yr 10 mos
Pruco Securities CorporationBroker
December 1994 - January 1995 · 1 mo
L.C. Wegard & CO., INC.Broker
May 1994 - August 1994 · 3 mos
State Registrations9 states
FLMDMENCNHOHPASCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.