Andrew Swartwout
Andrew Swartwout is a ChFC-designated registered investment advisor at Silver Grove Advisory Services, based in Arcade, NY, with 31 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 2,150 clients with $450M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees range from 0.0% to 2.00% annually based on account complexity, asset level, and overall relationship. Fees are negotiable.
Fee Estimator
Location
342 Route 39, Arcade, NY, 14009
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2004Other Business ActivitiesSells Insurance
Andrew operates Swartwout Financial Management as a DBA for his LPL business and provides investment advisory services through Silver Grove Financial Group, Inc., dedicating nearly full-time hours to these activities. He also serves as an agent for non-variable insurance through Specific Solutions, spending a few hours per week on this.
Employment History
Current Registrations
Silver Grove Advisory Services
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
M&t Securities, INC.
M&t Securities, INC.Broker
Princor Financial Services CorporationBroker
L.C. Wegard & CO., INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.