Aldo Lozano

Mulholland Wealth Advisors, LLC

25 Years of Experience

2 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningHigh Net Worth

Mulholland Wealth Advisors, LLC

Compensation

Fee-Only (AUM)

Firm Size

7 advisors

Number of Clients

806 clients

Average Client Portfolio

$674K average

Assets Under Management

$543.2M

Fee Structure

Minimum Investment:$50K

AUM-Based Fees (Flat)

Assets Under Management	Annual Fee
$0+	1.45%

All advisory fees are negotiable at the sole discretion of Mulholland.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

4110 N. Scottsdale Rd., Ste. 125, Scottsdale, AZ, 85251

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

October 2022

Customer Dispute

April 2006

Denied

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Mulholland Wealth Advisors, LLC

November 2022 - Present · 3 yrs 3 mos

Previous Registrations

Morgan StanleyBroker

March 2016 - November 2022 · 6 yrs 8 mos

Morgan Stanley

March 2016 - November 2022 · 6 yrs 8 mos

RBC Capital Markets, LLC

March 2009 - April 2016 · 7 yrs 1 mo

RBC Capital Markets, LLCBroker

March 2009 - April 2016 · 7 yrs 1 mo

Wachovia Securities, LLC

July 2003 - March 2009 · 5 yrs 8 mos

Wachovia Securities, LLCBroker

July 2003 - March 2009 · 5 yrs 8 mos

Prudential Securities Incorporated

June 2003 - July 2003 · 1 mo

Prudential Securities IncorporatedBroker

June 2003 - July 2003 · 1 mo

Citigroup Global Markets INC.Broker

March 2000 - June 2003 · 3 yrs 3 mos

Citigroup Global Markets INC.

March 2000 - June 2003 · 3 yrs 3 mos

State Registrations2 states

AZCA

Advisor

Exams

No exam information available for this advisor.