James Newcomb
James Newcomb is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Abilene, TX, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
2 Village Dr, Abilene, TX, 79606
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is the owner of A Bar Properties, a real estate rental business, and co-owns Newcomb Ranch and NR, LLC with his brother, receiving income from hunting, grazing, and other ranch-related activities. His spouse placed farmland in Nettie Elizabeth LLC for liability purposes, with no activity on James's part.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations53 states
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