BY
BY

Brian Youngs

31 Years of Experience
Bonita Springs, FL
3 DisclosuresBroker

Brian Youngs is a registered investment advisor, based in Bonita Springs, FL, with 31 years of industry experience.

Location

Bonita Springs, FL

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2019
Settled
Judgment / Lien
August 2016
Customer Dispute
October 2007
Settled
Other Business Activities

Brian owns Youngs2020, LLC and is a registered agent for Midwest Commercial Properties, both holding companies or tax/bill payment entities. He spends minimal time on each of these activities.

Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 4 yrs
Cetera Investment Advisers LLC
December 2020 - Present · 5 yrs 9 mos
Previous Registrations
First Allied Advisory Services, INC.
June 2012 - November 2020 · 8 yrs 5 mos
First Allied Securities, INC.
May 2006 - July 2012 · 6 yrs 2 mos
First Allied Securities, INC.Broker
May 2006 - September 2022 · 16 yrs 4 mos
Raymond James Financial Services
April 1999 - May 2006 · 7 yrs 1 mo
Raymond James Financial Services, INC.Broker
April 1999 - May 2006 · 7 yrs 1 mo
Ashtin Kelly & CO.Broker
February 1997 - April 1999 · 2 yrs 2 mos
Rm Stark & CO INC.Broker
September 1996 - February 1997 · 5 mos
Smith Barney INC.Broker
March 1995 - September 1996 · 1 yr 6 mos
Raymond James & Associates, INC.Broker
July 1994 - March 1995 · 8 mos
State Registrations7 states
ALCACOFLNCOHSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Youngs - Financial Advisor | TrueAdvisor