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Michael Miller is a registered investment advisor at Morgan Stanley, based in Gilbert, AZ, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
400 East Rivulon Boulevard, Gilbert, AZ, 85297
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Regulatory History (2)
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Financial
May 2021Final
Financial
April 2020Final
Employment History
Current Registrations
Morgan Stanley
January 2025 - Present · 1 yr 4 mos
Morgan StanleyBroker
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2020 - January 2025 · 4 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2020 - January 2025 · 4 yrs 6 mos
Mountain River Securities, INC.Broker
August 2018 - March 2019 · 7 mos
AXA Distributors, LLCBroker
November 2015 - June 2017 · 1 yr 7 mos
LPL Financial LLC
September 2006 - November 2015 · 9 yrs 2 mos
LPL Financial LLCBroker
September 2006 - November 2015 · 9 yrs 2 mos
H&r Block Financial Advisors, INC.
July 2003 - August 2006 · 3 yrs 1 mo
H&r Block Financial Advisors, INC.Broker
April 2003 - August 2006 · 3 yrs 4 mos
Presidential Brokerage, INC.Broker
January 2002 - April 2003 · 1 yr 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.