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J. Seymour

Osaic Wealth, INC.
32 Years of Experience
New Hope, PA
8 DisclosuresBrokerSells Insurance
View SEC Summary
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J. Seymour is a registered investment advisor at Osaic Wealth, INC., based in New Hope, PA, with 32 years of industry experience. J. is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.

Osaic Wealth, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9240 advisors
Number of Clients
575,512 clients
Average Client Portfolio
$408K average
Assets Under Management
$234.9B

Fee Structure

Minimum Investment:$5.5K
Planning is included in investment management (also available separately)

Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.

  • Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
  • Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
  • Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.

Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.

View Full SEC Brochure

Location

6220 Stoney Hill Road, New Hope, PA, 18938

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History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2006
Settled
Customer Dispute
December 2005
Settled
Customer Dispute
October 2003
Settled
Customer Dispute
April 2003
Denied
Customer Dispute
January 2003
Settled
Customer Dispute
November 2002
Denied
Customer Dispute
October 2002
Denied
Criminal
June 1980
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

J. is an insurance agent with UNI Private Wealth Strategies, Inc., spending a few hours per week providing insurance and annuity recommendations. J. is also an investment advisor representative with SagePoint Financial, dedicating nearly full-time hours to developing and monitoring investment portfolios, and assists Exfuze LLC with financial reviews for minimal time.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
September 2023 - Present · 3 yrs 1 mo
Osaic Wealth, INC.
September 2023 - Present · 3 yrs 1 mo
Previous Registrations
Sagepoint Financial, INC.
October 2005 - September 2023 · 17 yrs 11 mos
Sagepoint Financial, INC.Broker
October 2005 - September 2023 · 17 yrs 11 mos
Sunamerica Securities, INC.
April 2005 - October 2005 · 6 mos
Sunamerica Securities, INC.Broker
March 2005 - October 2005 · 7 mos
Morgan Stanley
December 2002 - February 2005 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
May 1994 - February 2005 · 10 yrs 9 mos
State Registrations7 states
CACTFLNCNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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