J. Seymour
J. Seymour is a registered investment advisor at Osaic Wealth, INC., based in New Hope, PA, with 31 years of industry experience. J. operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
6220 Stoney Hill Road, New Hope, PA, 18938
Get directionsHistory
Regulatory History (8)
Customer Dispute
November 2006Customer Dispute
December 2005Customer Dispute
October 2003Customer Dispute
April 2003Customer Dispute
January 2003Customer Dispute
November 2002Customer Dispute
October 2002Criminal
June 1980Other Business ActivitiesSells Insurance
J. is an insurance agent with UNI Private Wealth Strategies, Inc., spending a few hours per week providing insurance and annuity recommendations. J. is also an investment advisor representative with SagePoint Financial, dedicating nearly full-time hours to developing and monitoring investment portfolios, and assists Exfuze LLC with financial reviews for minimal time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.
Sunamerica Securities, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.