David Brown
David Brown is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Newton, NC, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
518 West C Street, Newton, NC, 28658
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David serves on the Conover Planning Board, reviewing zoning issues. He also works as a financial advisor at Peoples Bank/Peoples Investment Services, dedicating about half of his time to this role. David is also listed as Secretary/Treasurer for his father's radio station for emergency backup, requiring minimal time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
Robert Thomas Securities, INCBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations20 states
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