JM
JM

John Mannix

30 Years of Experience
New York, NY
Broker

John Mannix is a registered investment advisor at Morgan Stanley, based in New York, NY, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 East 52nd Street, 12th Floor, New York, NY, 10055

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Morgan StanleyBroker
July 2025 - Present · 10 mos
Morgan Stanley
July 2025 - Present · 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2015 - July 2025 · 10 yrs
Barclays Capital INC.
January 2009 - July 2015 · 6 yrs 6 mos
Barclays Capital INC.Broker
September 2008 - July 2015 · 6 yrs 10 mos
Lehman Brothers INC.
September 2003 - October 2008 · 5 yrs 1 mo
Lehman Brothers INC.Broker
February 1999 - September 2008 · 9 yrs 7 mos
Everen Securities, INC.Broker
January 1997 - February 1999 · 2 yrs 1 mo
Everen Securities, INC.Broker
January 1996 - March 1996 · 2 mos
Alex. Brown & Sons IncorporatedBroker
August 1994 - May 1995 · 9 mos
South Richmond Securities, INC.Broker
July 1994 - August 1994 · 1 mo
State Registrations24 states
AZCACOCTDEFLHIILINKSMAMDMIMONCNENJNVNYSCTNTXUTVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.