Andrew Peterson
Andrew Peterson is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in San Francisco, CA, with 31 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
One Montgomery Street, Suites 3300, 3500, 3600, & 3700, San Francisco, CA, 94104
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Andrew is a photographer who sells stock photography and fine art, dedicating a few hours per week to this hobby. He also runs a web blog about photography and social media, spending minimal time on it each month.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Stone & Youngberg LLC
Stone & Youngberg LLCBroker
Mcclurg Capital CorporationBroker
Capital Brokerage CorporationBroker
First Interstate Investments,inc.Broker
Wells Fargo Securities INC.Broker
State Registrations31 states
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