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Frances Hamby

31 Years of Experience
Kingsport, TN
Broker

Frances Hamby is a registered investment advisor at Raymond James & Associates, INC., based in Kingsport, TN, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

455 W. Sullivan Street, Suite 151, Kingsport, TN, 37660

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.Broker
February 2007 - February 2013 · 6 yrs
Morgan Keegan & Company, INC.
February 2007 - February 2013 · 6 yrs
Amsouth Investment Management Company LLC
February 2004 - February 2007 · 3 yrs
Amsouth Investment Services, INC.Broker
June 2000 - February 2007 · 6 yrs 8 mos
First Tennessee Brokerage, INC.Broker
November 1997 - May 2000 · 2 yrs 6 mos
Signet Financial Services,inc.Broker
May 1994 - October 1997 · 3 yrs 5 mos
State Registrations2 states
TNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.