Brooks Mayfield
Brooks Mayfield is a registered investment advisor at LPL Financial LLC, based in Charlotte, NC, with 32 years of industry experience. Brooks is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
6101 Carnegie Blvd. Suite 520, Charlotte, NC, 28209
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2008Customer Dispute
August 2002Other Business ActivitiesSells Insurance
Brooks sells fixed annuities, term life, whole life, and guaranteed universal life insurance through Carnegie Private Wealth. He also uses Carnegie Private Wealth as a DBA for his LPL business, spending a few hours per week on the insurance sales.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Wachovia Securities, INC.Broker
Wachovia Brokerage ServiceBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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