Brooks Mayfield
Brooks Mayfield is a registered investment advisor at LPL Financial LLC, based in Charlotte, NC, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6101 Carnegie Blvd. Suite 520, Charlotte, NC, 28209
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2008Customer Dispute
August 2002Other Business ActivitiesSells Insurance
Brooks sells fixed annuities, term life, whole life, and guaranteed universal life insurance through Carnegie Private Wealth. He also uses Carnegie Private Wealth as a DBA for his LPL business, spending a few hours per week on the insurance sales.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Wachovia Securities, INC.Broker
Wachovia Brokerage ServiceBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.