Carol Lane
Carol Lane is a CFP-designated registered investment advisor at The Financial Resource Center, based in Carmel, IN, with 31 years of industry experience. Carol operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Divorce Planning, Education Planning, Estate Planning, and 6 more. Their firm serves 231 clients with $410M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The Financial Resource Center's investment management fees are paid quarterly, based on the average daily market value of your investments. The fees will not exceed 2% annually, depending on the complexity, time, and expertise required.
Location
9640 Commerce Drive, Suite 414, Carmel, IN, 46032
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carol is an independent insurance agent for various companies since 2005, dedicating a few hours per week to this activity. She also owns a business selling fresh eggs, spending a few hours per week, and is an advisory representative of a RIA, spending nearly full-time hours on this.
Employment History
Current Registrations
The Financial Resource Center
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Cambridge Investment Reserarch, INC.
G & W Equity Sales, INC.
G & W Equity Sales, INC.Broker
Guardian Investor Services CorporationBroker
Intersecurities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.