James Coll is a registered investment advisor, based in Wilmington, DE, with 31 years of industry experience.
Location
Wilmington, DE
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business ActivitiesSells Insurance
James is the principal of James J Coll & Associates, LLC, an accounting and tax preparation business, taking about half of his time. He is also an agent with Avantax Insurance Agency and/or Avantax Insurance Services, selling equity indexed annuities and other insurance products, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
H.D. Vest Advisory Services, INC
H.D. Vest Advisory Services, INC
Hd Vest Investment ServicesBroker
Royal Alliance Associates, INC.Broker
PFS Investments INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.