Joseph Galinskie is a registered investment advisor, based in Boca Raton, FL, with 23 years of industry experience.
Location
Boca Raton, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Joseph serves on a FINRA arbitration panel as part of FINRA's dispute resolution process, dedicating minimal time. This activity is not investment-related.
Employment History
Current Registrations
B. Riley Wealth Management
April 2022 - Present · 4 yrs 1 mo
B. Riley Wealth ManagementBroker
April 2022 - Present · 4 yrs 1 mo
B. Riley Wealth Advisors, INC.
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
B Riley Wealth Management
April 2022 - December 2022 · 8 mos
National Securities CorporationBroker
April 2019 - July 2022 · 3 yrs 3 mos
T3 Trading Group, LLCBroker
January 2014 - January 2018 · 4 yrs
Chimera Securities, LLCBroker
May 2013 - January 2014 · 8 mos
Opus Trading Fund LLCBroker
May 2006 - January 2008 · 1 yr 8 mos
Schonfeld Securities, LLCBroker
May 1994 - March 2004 · 9 yrs 10 mos
State Registrations1 state
FL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.