Wendell Franklin
Wendell Franklin is a registered investment advisor at American Trust Investment Services Advisory, INC., based in Lisle, IL, with 31 years of industry experience. Wendell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Tax Planning. Their firm serves 84 clients with $15M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ATISAI offers investment advisory services with fees based on a percentage of your portfolio's value. The percentage varies depending on the size and complexity of your portfolio. Fees are billed monthly in arrears and deducted from your account.
Plan A (ATRAM) & Plan B (ATMAP):
- $100,000 - $250,000: 2.00%
- $250,001 - $500,000: 1.90%
- $500,001 - $1,000,000: 1.75%
- $1,000,001 - $2,500,000: 1.50%
- $2,500,001 - $5,000,000: 1.25%
- $5,000,001 - $10,000,000: 1.00%
- $10,000,001 and over: Negotiated
Accounts less than $100,000 may be accepted at the company's discretion, with a maximum fee rate of 2.00%.
Plan C (Third-Party Money Managers): Fees are negotiated directly with the third-party advisor, but the combined fees for ATISAI and the third-party manager will not exceed 2.00%.
Location
4722 Main Street, Lisle, IL, 60532
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
October 1995Other Business ActivitiesSells Insurance
Wendell sells fixed insurance products. He also works part-time as a DJ in Chicago and is involved with Chicago Capital Management Advisors LLC in fee-based managed money activities.
Employment History
Current Registrations
American Trust Investment Services Advisory, INC.
Chicago Capital Management Advisors, LLC
American Trust Investment Services, INC.Broker
Previous Registrations
Lasalle St Securities, L.L.C.Broker
Barron Chase Securities, INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.