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Wendell Franklin

American Trust Investment Services Advisory, INC.
32 Years of Experience
Chicago, IL
1 DisclosureBrokerSells Insurance
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Wendell Franklin is a registered investment advisor at American Trust Investment Services Advisory, INC., based in Chicago, IL, with 32 years of industry experience. Wendell is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Tax Planning. Their firm serves 51 clients with $5.5M in assets under management.

American Trust Investment Services Advisory, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
51 clients
Average Client Portfolio
$108K average
Assets Under Management
$5.5M

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)

ATISAI offers investment advisory services with fees based on a percentage of your portfolio's value. The percentage varies depending on the size and complexity of your portfolio. Fees are billed monthly in arrears and deducted from your account.

Plan A (ATRAM) & Plan B (ATMAP):

  • $100,000 - $250,000: 2.00%
  • $250,001 - $500,000: 1.90%
  • $500,001 - $1,000,000: 1.75%
  • $1,000,001 - $2,500,000: 1.50%
  • $2,500,001 - $5,000,000: 1.25%
  • $5,000,001 - $10,000,000: 1.00%
  • $10,000,001 and over: Negotiated

Accounts less than $100,000 may be accepted at the company's discretion, with a maximum fee rate of 2.00%.

Plan C (Third-Party Money Managers): Fees are negotiated directly with the third-party advisor, but the combined fees for ATISAI and the third-party manager will not exceed 2.00%.

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Location

77 W Washington St. #1801, Chicago, IL, 60602

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
October 1995
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Wendell sells fixed insurance products. He also works part-time as a DJ in Chicago and is involved with Chicago Capital Management Advisors LLC in fee-based managed money activities.

Employment History
Current Registrations
American Trust Investment Services Advisory, INC.
September 2019 - Present · 7 yrs 1 mo
Chicago Capital Management Advisors, LLC
January 2017 - Present · 9 yrs 9 mos
American Trust Investment Services, INC.Broker
March 2014 - Present · 12 yrs 7 mos
Previous Registrations
Lasalle St Securities, L.L.C.Broker
November 2000 - March 2014 · 13 yrs 4 mos
Barron Chase Securities, INC.Broker
October 1995 - November 2000 · 5 yrs 1 mo
Chatfield Dean & CO., INC.Broker
July 1994 - October 1995 · 1 yr 3 mos
State Registrations19 states
AZCACOFLGAILINKSLAMAMDMINCNJNYOHSCTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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