Dawn Holtmeier is a registered investment advisor at Pruco Securities, LLC, based in Mequon, WI, with 30 years of industry experience. Dawn is also registered as a broker, so some compensation may come from commissions on products sold.
Compensation
N/A
Firm Size
17 advisors
IM Fee
Planning only
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
Mequon, WI
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Pruco Securities, LLC
November 2002 - Present · 23 yrs 11 mos
Pruco Securities, LLC.
November 2002 - Present · 23 yrs 11 mos
Pruco Securities, LLC.Broker
November 2002 - Present · 23 yrs 11 mos
Previous Registrations
Prudential Securities IncorporatedBroker
April 1996 - November 2002 · 6 yrs 7 mos
State Registrations2 states
MIWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Michael Murtos, CFPAnnex Wealth Management, LLC
- Luke Lamanna, CFA
- Susanne Lopez, CFPAnnex Wealth Management, LLC
- Matthew D'attilio, CFALido
- Thomas Kelley, CFPStifel, Nicolaus & Company, Incorporated
- Evan Salmela, CFAThe Kieckhefer Group