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Beatriz Ponton

Wells Fargo Advisors
30 Years of Experience
Encino, CA
1 DisclosureBroker
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Beatriz Ponton is a registered investment advisor at Wells Fargo Advisors, based in Encino, CA, with 30 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B

Fee Structure

Minimum Investment:$250K
  • Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.

The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.

One-Time Plan:Up to $25,000
View Full SEC Brochure

Location

15760 Ventura Blvd Ste 1250, [Rbo], Encino, CA, 91436

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History

Regulatory History (1)
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Financial
June 2016
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
February 2020 - Present · 6 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
February 2020 - Present · 6 yrs 3 mos
Previous Registrations
Ameriprise Financial Services, LLC.
March 2019 - February 2020 · 11 mos
Ameriprise Financial Services, LLCBroker
March 2019 - February 2020 · 11 mos
Wells Fargo Clearing Services, LLC
February 2013 - March 2019 · 6 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
May 2012 - March 2019 · 6 yrs 10 mos
Hsbc Securities (USA) INC.Broker
September 2009 - April 2011 · 1 yr 7 mos
Wells Fargo Advisors, LLCBroker
August 2009 - August 2009 · 0 mos
Wells Fargo Advisors, LLC
October 2000 - June 2009 · 8 yrs 8 mos
Wells Fargo Advisors, LLCBroker
October 2000 - June 2009 · 8 yrs 8 mos
First Union Brokerage Services, INC.Broker
May 1994 - October 2000 · 6 yrs 5 mos
State Registrations40 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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