William Holland
William Holland is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 57 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
701 B Street, Suite 1830, San Diego, CA, 92101
Get directionsHistory
Regulatory History (8)
Customer Dispute
August 2006Customer Dispute
February 2006Customer Dispute
July 2003Customer Dispute
December 2002Customer Dispute
September 2002Customer Dispute
July 2002Customer Dispute
February 2002Customer Dispute
April 1987Other Business Activities
William is the President of The Holland Group, Inc., a registered investment advisor. He is also involved with Holland Communications, Inc., a broadcaster of financial news.
Employment History
Current Registrations
LPL Financial LLCBroker
The Holland Group, INC.
Previous Registrations
Western International Securities, INC.Broker
Western International Securities
The Securities Center, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Kidder, Peabody & CO. IncorporatedBroker
Kidder, Peabody & CO., IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.