David Karin
David Karin is a registered investment advisor at Innovation Partners LLC, based in Charlotte, NC, with 31 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Insurance Planning, and 2 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Innovation Partners LLC offers managed account programs where clients pay a fee for portfolio management services. The fees are a percentage of the assets managed, with a maximum annual fee of 3%, which is negotiable. The fees are calculated and deducted from the client's account by the custodian, either quarterly or monthly. Clients may also incur transaction and miscellaneous charges.
Location
5950 Fairview Road, Suite 140, Charlotte, NC, 28210
Get directionsHistory
Regulatory History (7)
Customer Dispute
July 2025Customer Dispute
March 2025Customer Dispute
October 2024Customer Dispute
August 2024Customer Dispute
March 2024Customer Dispute
November 2022Customer Dispute
August 2012Other Business ActivitiesSells Insurance
David is an insurance agent selling accident & health, life, and variable insurance, as well as fixed and FIA annuities through CPS Insurance. He also owns rental property, generating passive income and requiring minimal time each month.
Employment History
Current Registrations
Innovation Partners LLC
Innovation Partners LLC
Innovation Partners LLCBroker
Previous Registrations
Western International Securities
Western International Securities, INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Wamu Investments, INC.
Wamu Investments, INC.Broker
Schoff & Baxter, INC.Broker
Cal Fed InvestmentsBroker
Glenfed Brokerage ServicesBroker
Baraban Securities, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.