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David Karin

Innovation Partners LLC
32 Years of Experience
Westlake, CA
7 DisclosuresBrokerSells Insurance
View SEC Summary
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David Karin is a registered investment advisor at Innovation Partners LLC, based in Westlake, CA, with 32 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 26 clients with $22M in assets under management.

Innovation Partners LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
181 advisors
Number of Clients
26 clients
Average Client Portfolio
$834K average
Assets Under Management
$21.7M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $10K3.00%
$10K - $25K3.00%
$25K - $100K2.75%
$100K - $250K2.50%
$250K+2.00%

Maximum annual fee is 3% and fees are negotiable. Third-party investment advisor program fees range separately from 1.40% to 2.20% depending on assets.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2829 Townsgate Road #100, Westlake, CA, 91361

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2025
Settled
Customer Dispute
March 2025
Pending
Customer Dispute
October 2024
Settled
Customer Dispute
August 2024
Pending
Customer Dispute
March 2024
Settled
Customer Dispute
November 2022
Settled
Customer Dispute
August 2012
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is an insurance agent selling accident & health, life, and variable insurance, as well as fixed and FIA annuities through CPS Insurance. He also owns rental property, generating passive income and requiring minimal time each month.

Employment History
Current Registrations
Innovation Partners LLC
May 2025 - Present · 1 yr 5 mos
Innovation Partners LLC
May 2025 - Present · 1 yr 5 mos
Innovation Partners LLCBroker
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Western International Securities
April 2012 - May 2025 · 13 yrs 1 mo
Western International Securities, INC.Broker
March 2012 - May 2025 · 13 yrs 2 mos
Chase Investment Services CORP.
May 2009 - April 2012 · 2 yrs 11 mos
Chase Investment Services CORP.Broker
May 2009 - April 2012 · 2 yrs 11 mos
Wamu Investments, INC.
February 2006 - May 2009 · 3 yrs 3 mos
Wamu Investments, INC.Broker
December 1999 - May 2009 · 9 yrs 5 mos
Schoff & Baxter, INC.Broker
March 1999 - December 1999 · 9 mos
Cal Fed InvestmentsBroker
November 1998 - March 1999 · 4 mos
Glenfed Brokerage ServicesBroker
May 1996 - November 1998 · 2 yrs 6 mos
Baraban Securities, INC.Broker
July 1994 - May 1996 · 1 yr 10 mos
State Registrations5 states
AZCAIDKSNV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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