MC
MC

Michael Cole

32 Years of Experience
Arden, NC
1 DisclosureBroker

Michael Cole is a registered investment advisor at Wells Fargo Advisors, based in Arden, NC, with 32 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2373 Hendersonville Rd, Arden, NC, 28704

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2004
Denied
Other Business Activities

Michael is an advisory board member for the Town of Mills River Planning Board since February 2023, reviewing and making recommendations on land use regulations. This requires minimal time.

Employment History
Current Registrations
Wells Fargo Advisors
October 2002 - Present · 24 yrs
Wells Fargo Clearing Services, LLCBroker
June 2002 - Present · 24 yrs 4 mos
Previous Registrations
Wachovia Securities, INC.Broker
February 2000 - June 2002 · 2 yrs 4 mos
Wachovia Brokerage ServiceBroker
May 1994 - February 2000 · 5 yrs 9 mos
State Registrations28 states
ALAZCACOCTDCDEFLGAIDINKYMAMDMIMOMSNCNMNVNYOHPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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