MC
MC

Marc Cabraja

31 Years of Experience
Seattle, WA
Broker

Marc Cabraja is a registered investment advisor at Morgan Stanley, based in Seattle, WA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

601 Union Street, Two Union Square, Suite 5200, Seattle, WA, 98101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Marc serves as a trustee or co-trustee for a trust since 2035. This activity is investment-related and involves estate administration, requiring minimal time.

Employment History
Current Registrations
Morgan Stanley
May 2021 - Present · 5 yrs
Morgan StanleyBroker
May 2021 - Present · 5 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2017 - April 2021 · 3 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
July 2017 - April 2021 · 3 yrs 9 mos
Stifel, Nicolaus & Company, Incorporated
June 2016 - June 2017 · 1 yr
Stifel, Nicolaus & Company, IncorporatedBroker
June 2016 - June 2017 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2015 - June 2016 · 11 mos
Duncan-Williams, INC.
April 2014 - July 2015 · 1 yr 3 mos
Duncan-Williams, INC.Broker
April 2014 - July 2015 · 1 yr 3 mos
Sterne Agee Investment Advisors, INC.
October 2009 - October 2013 · 4 yrs
Sterne, Agee & Leach, INC.Broker
October 2009 - October 2013 · 4 yrs
Morgan Stanley Smith Barney LLC
June 2009 - October 2009 · 4 mos
Morgan Stanley Smith BarneyBroker
June 2009 - October 2009 · 4 mos
Citigroup Global Markets INC.
March 2003 - June 2009 · 6 yrs 3 mos
Citigroup Global Markets INC.Broker
June 1994 - June 2009 · 15 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.