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Thomas Liguzinski

Commonwealth Financial Network
25 Years of Experience
Cincinnati, OH
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Thomas Liguzinski is a registered investment advisor at Commonwealth Financial Network, based in Cincinnati, OH, with 25 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7927 East Kemper Rd, Suite B, Cincinnati, OH, 45249

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2014
Withdrawn
Customer Dispute
November 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Thomas has a DBA called Fixed Insurance - Retirement Resource Center, Inc. He is also a CPA and proprietor preparing tax returns and providing tax advice, dedicating minimal time to this activity. Finally, he is a trustee for a branch retirement account and a book keeper for Medicare Plan Store, LLC.

Employment History
Current Registrations
Commonwealth Financial Network
April 2008 - Present · 18 yrs 6 mos
Commonwealth Financial NetworkBroker
April 2008 - Present · 18 yrs 6 mos
Previous Registrations
Great American Advisors, INC.
August 2003 - April 2008 · 4 yrs 8 mos
Great American Advisors, INC.Broker
July 2001 - April 2008 · 6 yrs 9 mos
State Registrations8 states
ARFLINKYNCNHOHTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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