Roger Flueckiger is a registered investment advisor, based in Geneva, IN, with 31 years of industry experience.
Location
408 E Line St, Geneva, IN, 46740
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Regulatory History (1)
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Customer Dispute
August 2012Settled
Other Business Activities
Roger is on the Advisory Board and Finance/Investment Committee for the Boys and Girls Club of Adams County, dedicating minimal time. He is also a registered investment advisor with FM Investments/Raymond James and an independent contractor with FM Investments, spending about half his time on these activities.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
November 2020 - Present · 5 yrs 6 mos
Raymond James Financial Services Advisors, INC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
Thurston Springer Advisors
August 2020 - November 2020 · 3 mos
Thurston Springer Financial
February 2014 - November 2020 · 6 yrs 9 mos
Thurston Springer FinancialBroker
February 2014 - November 2020 · 6 yrs 9 mos
Ssn Advisory, INC.
July 2013 - February 2014 · 7 mos
Securities Service Network, INC.Broker
July 2013 - February 2014 · 7 mos
Investment Advisors
June 2010 - August 2013 · 3 yrs 2 mos
Proequities, INC.Broker
June 2010 - August 2013 · 3 yrs 2 mos
LPL Financial Corporation
August 2009 - June 2010 · 10 mos
LPL Financial CorporationBroker
May 1994 - June 2010 · 16 yrs 1 mo
State Registrations20 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.