Suzanne Chen is a registered investment advisor at Seen Consulting LLC, based in Ontario, CA, with 27 years of industry experience. Suzanne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 32 clients with $52M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
32 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$52.0M
Fee Structure
Minimum Investment:$50K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 0.50% |
At SEEN Consulting's discretion, they may combine the account values of family members living in the same household to determine the applicable advisory fee.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Ontario, CA
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Regulatory History (1)
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Customer Dispute
April 2008Settled
Employment History
Current Registrations
Seen Consulting LLC
June 2018 - Present · 7 yrs 11 mos
Previous Registrations
Golden State Advisors, LLC
October 2011 - July 2018 · 6 yrs 9 mos
Charles Schwab & CO., INC.
February 1999 - September 2011 · 12 yrs 7 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.