Amy Gates is a registered investment advisor, based in Palm Harbor, FL, with 25 years of industry experience.
Location
Palm Harbor, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Amy is a USCCA Certified instructor at Girls N Guns Self Defense, teaching women how to self-defend themselves with handguns since May 2023. This non-investment related activity takes minimal time.
Employment History
Current Registrations
Stonex Securities INC.Broker
October 2024 - Present · 1 yr 6 mos
Trust Advisory Group LTD
October 2008 - Present · 17 yrs 6 mos
Previous Registrations
Ages Financial Services, LTD.Broker
January 2009 - September 2024 · 15 yrs 8 mos
Banc of America Investment Services, INC.
October 2004 - March 2006 · 1 yr 5 mos
Banc of America Investment Services, INC.Broker
October 2004 - March 2006 · 1 yr 5 mos
Quick & Reilly, INC.
September 2002 - October 2004 · 2 yrs 1 mo
Quick & Reilly, INC.Broker
September 2000 - October 2004 · 4 yrs 1 mo
Fis Securities, INC.Broker
July 1998 - September 2000 · 2 yrs 2 mos
State Registrations7 states
AZCTFLMANHRIVT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.