Mark Mcmillan
Mark Mcmillan is a registered investment advisor at UBS Asset Management (americas) LLC, based in Beverly Hills, CA, with 29 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 399,225 clients with $540B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
UGA does not have a standard fee schedule. UGA generally receives management fees equal to a percentage of assets under management. In some cases, UGA receives a fixed fee for its services. UGA may also receive performance-based fees. Fees are negotiated on a client-by-client basis and are based, in part, on the size and scope of the relationship, investment vehicle’s particular structure, investment process and other factors.
Location
131 South Rodeo Drive, Suite 200, Beverly Hills, CA, 90212
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mark is the treasurer and board member of the Boys and Girls Club of Pasadena and the BGCP Foundation, where he helps raise money. This activity is not investment-related.
Employment History
Current Registrations
UBS Asset Management (americas) LLC
UBS Asset Management (US) INC.Broker
UBS Asset Management (US) INC.
Previous Registrations
UBS Global Asset Management (US) INC.
Tcw Investment Management CO
Tcw Brokerage ServicesBroker
UBS Global Asset Management (US) INC.
UBS Global Asset Management (US) INC.Broker
Strong Capital Management INC
Strong Investments, INC.Broker
Banc of America Advisors, LLCBroker
Bancamerica Securities, INC.Broker
Bancamerica Robertson StephensBroker
Robertson, Stephens & Company LLCBroker
Gt Global, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.