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Joel Johnson

Ameriprise Financial Services, LLC
32 Years of Experience
Aiken, SC
1 DisclosureBroker
View SEC Summary
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Joel Johnson is a registered investment advisor at Ameriprise Financial Services, LLC, based in Aiken, SC, with 32 years of industry experience. Joel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3814 Dyches Rd, Aiken, SC, 29801

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2006
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Joel owns commercial real estate. He also is involved with Day of Days Productions, dealing with historical memorabilia, dedicating about 10-20% of his time to this activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 1994 - Present · 32 yrs 1 mo
Ameriprise Financial Services, LLC
July 1994 - Present · 32 yrs 3 mos
Ameriprise Financial Services, LLCBroker
July 1994 - Present · 32 yrs 3 mos
Previous Registrations
Ids Life Insurance CompanyBroker
July 1994 - July 2006 · 12 yrs
State Registrations5 states
FLGAMNORSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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