Carl Smith
Carl Smith is a registered investment advisor at Cjs Financial Advisers / Cjsf Advisers, based in Nashua, NH, with 31 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $3.0M | 1.50% |
| $3.0M - $5.0M | 1.50% |
| $5M+ | 1.00% |
All fees are negotiable. Minimum annual fee is $1,000.
Fee Estimator
Location
1 Tara Boulevard, Ste. 200, Nashua, NH, 03062
Get directionsHistory
Regulatory History (4)
Customer Dispute
February 2018Customer Dispute
March 2016Customer Dispute
October 2000Customer Dispute
December 1999Other Business ActivitiesSells Insurance
Carl is the President & CEO of CJS Financial Corp., which handles branch office-related expenses, and President/Advisor/Owner of CJS Financial Advisors, a registered investment advisor and insurance agency. He also works as a licensed real estate sales associate and a Senior Managing Director for a private fund, dedicating nearly all of his time to the latter.
Employment History
Current Registrations
Cjs Financial Advisers / Cjsf Advisers
Previous Registrations
PrimexBroker
Newbridge Financial Services Group, INC.
Newbridge Financial Services Group, INC.
Newbridge Securities CorporationBroker
Lasalle St. Investment Advisors, L.L.C.
Lasalle St Securities, L.L.C.Broker
J.P. Turner & Company, L.L.C.Broker
Argent Securities, INC.Broker
Corporate Securities Group, INC.Broker
Joseph Roberts & CO., INC.Broker
Joseph Stevens & Company, L.P.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.