Phillip Johnson
Phillip Johnson is a registered investment advisor at Rothschild Financial Partners, LLC, based in Oakbrook, IL, with 31 years of industry experience. Phillip is also registered as a broker, so some compensation may come from commissions on products sold.
Compensation
Firm Size
IM Fee
Location
700 Commerce Drive, Suite 170, Oakbrook, IL, 60523
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Phillip is the President of Rothschild Wealth LLC since 2018 and Managing Director at Rothschild Investment LLC since 2023. Both roles are investment related.
Employment History
Current Registrations
Rothschild Financial Partners, LLC
Rothschild Investment LLCBroker
Rothschild Wealth LLC
Previous Registrations
Halo Securities, LLCBroker
Incapital Insurance Services, LLCBroker
Incapital LLCBroker
Abn Amro Investment Services, INC.Broker
Abn Amro Chicago CorporationBroker
Abn Amro Investment Services, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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