James Lee
James Lee is a registered investment advisor at MML Investors Services, LLC, based in Columbia, MD, with 30 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
6811 Benjamin Franklin Dr, Suite 160, Columbia, MD, 21046
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
October 1998Other Business ActivitiesSells Insurance
James is an insurance agent selling life, health, group life, and group health insurance, spending minimal time on this activity. He also owns Metropolitan Wealth Advisors, LLC for pass-through compensation, dedicating no time to it.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Metropolitan Life Insurance CompanyBroker
Raymond James Financial Services, INC.Broker
Edward D. Jones & CO., L.P.Broker
Josephthal Lyon & Ross IncorporatedBroker
Biltmore Securities, INCBroker
Stratton Oakmont INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.