Mark Roman
Mark Roman is a registered investment advisor at Stratos Wealth Advisors LLC, based in Rockland, MA, with 32 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 6 more. Their firm serves 5,023 clients with $5.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual advisory fee is 2.0% for advisor-managed non-wrap accounts. Fees are negotiable and vary by program, custodian, and investment representative.
Fee Estimator
Location
1050 Hingham St., 2nd Floor, Rockland, MA, 02370
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2011Other Business Activities
Mark is a managing partner at Veritas Boston Wealth Management, a registered investment advisor and financial planning firm. This activity takes nearly all of Mark's time, including nearly full-time hours during securities trading hours.
Employment History
Current Registrations
Stratos Wealth Advisors LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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