VA
VA
Victor Aponte-Echevarria
31 Years of Experience
San Juan, PR
2 DisclosuresBrokerSells Insurance
Victor Aponte-Echevarria is a registered investment advisor at Cetera Investment Advisers LLC, based in San Juan, PR, with 31 years of industry experience. Victor operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
1959 Loiza St Ste 212, San Juan, PR, 00911
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2023Denied
Customer Dispute
October 2005Closed-No Action
Other Business ActivitiesSells Insurance
Victor is an insurance agent selling life, health, disability, annuities, and long-term care insurance since 2021. He is also a Vice President at a financial services company, dedicating full-time hours to this role.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
July 2021 - June 2023 · 1 yr 11 mos
MML Investors Services, LLC
June 2020 - July 2021 · 1 yr 1 mo
MML Investors Services, LLCBroker
January 2005 - July 2021 · 16 yrs 6 mos
Walnut Street Securities, INC.
December 2003 - December 2003 · 0 mos
Walnut Street Securities, INC.Broker
November 2003 - January 2005 · 1 yr 2 mos
Veravest Investment Advisors, INC.
August 2001 - November 2003 · 2 yrs 3 mos
Veravest Investments, INC.Broker
June 1994 - November 2003 · 9 yrs 5 mos
State Registrations2 states
FLPR
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.